DID HARRISON CHIN HOYES CAUSE YOU INVESTMENT LOSSES?
Harrison Hoyes Of UBS Financial Services Inc. Has A Customer Complaint For Alleged Broker Misconduct
Who is Harrison Hoyes of UBS Financial Services Inc.?
Harrison Hoyes (CRD #5348427) who is currently registered with UBS Financial Services Inc. and located in Warren, New Jersey, is a subject of one of our many securities industry sales practice abuse investigations. Prior to UBS Financial Services Inc., Harrison Hoyes was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Harrison Hoyes Customer Complaint
Harrison Hoyes has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for unsuitable investment recommendations and negligence. The customer complaint was settled by UBS Financial Services in favor of the investor for $95,000.
Harrison Hoyes Red Flags & Your Rights As An Investor
Of course, Harrison Hoyes did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Harrison Hoyes at UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Harrison Hoyes has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At UBS Financial Services Inc. Due To Harrison Hoyes
If you have questions about UBS Financial Services Inc. and/or Harrison Hoyes and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.