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Harpreet Mangat Of White Knight Strategic Wealth Advisors, LLC And Formerly With Ameriprise Financial Services, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct

Who is Harpreet Mangat of White Knight Strategic Wealth Advisors, LLC?

Harpreet Mangat (CRD #4442530) who is currently registered with White Knight Strategic Wealth Advisors, LLC and located in Princeton, New Jersey, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to White Knight Strategic Wealth Advisors, LLC, Harpreet Mangat was associated with Ameriprise Financial Services, Inc. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Harpreet Mangat Customer Complaints

Harpreet Mangat has been the subject of 2 customer complaints that we know about to recover investment losses. One customer complaint resulted in an arbitration award in favor of the customer in the amount of $200,000. The other customer complaint was denied, and to date the customer is not taken any further action.

Allegations Against Harpreet Mangat

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Customer was awarded $200,000 in damages for breach of fiduciary duty, negligence, misrepresentations, and failure to disclose material information.
  • Misrepresentations related to subaccount investments within a variable life insurance policy.

Harpreet Mangat Red Flags & Your Rights As An Investor

Of course, Harpreet Mangat did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Harpreet Mangat at White Knight Strategic Wealth Advisors, LLC and Ameriprise Financial Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Harpreet Mangat has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at White Knight Strategic Wealth Advisors, LLC and Ameriprise Financial Services, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At White Knight Strategic Wealth Advisors, LLC Due To Harpreet Mangat

If you have questions about White Knight Strategic Wealth Advisors, LLC, Ameriprise Financial Services, Inc. and/or Harpreet Mangat and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $160 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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