DID H. BROCK SEIBOLD CAUSE YOU INVESTMENT LOSSES?
H. Brock Seibold Of LPL Financial And Formerly With Cetera Advisor Networks Has 2 Customer Complaints For Alleged Broker Misconduct
Who is H. Brock Seibold of LPL Financial?
H. Brock Seibold (CRD #4640150) who is currently registered with LPL Financial and located in Berkley, Michigan is a subject of one of our many securities industry sales practice abuse investigations. Prior to LPL Financial, H. Brock Seibold was associated with Cetera Advisor Networks and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
H. Brock Seibold Customer Complaints
H. Brock Seibold has been the subject of 2 customer complaints that we know about. Both of H. Brock Seibold’s customers’ complaints were denied and, to date, the customers have not taken any further action.
Allegations Against H. Brock Seibold
A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:
- Customer alleged forgery by H. Brock Seibold.
- Customer was unhappy that she could not liquidate the investment allegedly made by H. Brock Seibold until after the one-year holding period.
H. Brock Seibold Red Flags & Your Rights As An Investor
Of course, H. Brock Seibold did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of H. Brock Seibold at LPL Financial and Cetera Advisor Networks on alert to review carefully the activity and performance of their accounts and question whether H. Brock Seibold has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial and Cetera Advisor Networks also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At LPL Financial Due To H. Brock Seibold
If you have questions about LPL Financial, Cetera Advisor Networks, and/or H. Brock Seibold and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.