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Guy Harrigan of Lion Street Financial and Formerly with Triad Advisors Has A Customer Complaint for Alleged Broker Misconduct

Who is Guy Harrigan of Lion Street Financial?

Guy Harrigan (CRD #1817525) who is currently registered with Lion Street Financial and located in Boulder, Colorado is a subject of one of our many securities industry sales practice abuse investigations.

Prior to Lion Street Financial, Lion Street Advisors, Guy Harrigan was associated with Triad Advisors and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Guy Harrigan Customer Complaint

Guy Harrigan has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the claimant alleges unsuitable investments in REITs and GPB private placements, spanning Representative’s association with three broker-dealers.

The customer complaint filed against Guy Harrigan’s current and former employers, Lion Street Financial, LPL Financial, and Triad Advisors for investment losses caused by the alleged misconduct is pending as of the date of this report.

Guy Harrigan Red Flags & Your Rights as An Investor

Of course, Guy Harrigan did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags that should put all current and former customers of Guy Harrigan at Lion Street Financial, Lion Street Advisors, and Triad Advisors on alert to review carefully the activity and performance of their accounts and question whether Guy Harrigan has engaged in any stockbroker misconduct that may have caused them investment losses.

A large number of customer complaints at Lion Street Financial, Lion Street Advisors, and Triad Advisors also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim to Recover Your Investment Losses at Lion Street Financial, Lion Street Advisors Due to Guy Harrigan

If you have questions about Lion Street Financial, Lion Street Advisors, Triad Advisors, and/or Guy Harrigan and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Author Photo

Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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