DID GREGORY CHARLES LAVELLE CAUSE YOU INVESTMENT LOSSES?
Gregory Lavelle Of Client One Securities And Formerly With Cetera Advisor Networks Has A Customer Complaint For Alleged Broker Misconduct
Who is Gregory Lavelle of Client One Securities?
Gregory Lavelle (CRD #2681269) who is currently registered with Client One Securities and located in Worcester, Massachusetts is a subject of one of our many securities industry sales practice abuse investigations. Prior to Client One Securities, Gregory Lavelle was associated with Cetera Advisor Networks and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Gregory Lavelle Customer Complaint
Gregory Lavelle has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were client made a decision to make a change from Lincoln Benefit Life to Global Atlantic Income 150 Fixed Index Annuity then changed her mind. Gregory Lavelle’s customer complaint was denied and, to date, the customer has not taken any further action.
Gregory Lavelle Red Flags & Your Rights As An Investor
Of course, Gregory Lavelle did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Gregory Lavelle at Client One Securities and Cetera Advisor Networks on alert to review carefully the activity and performance of their accounts and question whether Gregory Lavelle has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Client One Securities and Cetera Advisor Networks also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At Client One Securities Due To Gregory Lavelle
If you have questions about Client One Securities, Cetera Advisor Networks, and/or Gregory Lavelle and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.