DID GREGORY LEWIS KLAR CAUSE YOU INVESTMENT LOSSES?
Gregory Klar Formerly With TIAA-CREF Individual & Institutional Services Has A Customer Complaint For Alleged Broker Misconduct
Who is Gregory Klar formerly with TIAA-CREF Individual & Institutional Services?
Gregory Klar (CRD #4549760) who was formerly registered with TIAA-CREF Individual & Institutional Services and located in Roseland, New Jersey is a subject of one of our many securities industry sales practice abuse investigations.
Gregory Klar Customer Complaint
Gregory Klar has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the client stated that she spoke with Gregory Klar on March 12 and instructed that her non-retirement, after tax account to be placed in money market funds. The client alleged in her March 18 complaint email that she was not moved into the money market until March 18; that she lost money due to this delay and requested for the transactions to be completed using the closing prices for March 12. Gregory Klar’s customer complaint was denied and, to date, the customer has not taken any further action.
Gregory Klar Red Flags & Your Rights As An Investor
Of course, Gregory Klar did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Gregory Klar at TIAA-CREF Individual & Institutional Services on alert to review carefully the activity and performance of their accounts and question whether Gregory Klar has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at TIAA-CREF Individual & Institutional Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At TIAA-CREF Individual & Institutional Services Due To Gregory Klar
If you have questions about TIAA-CREF Individual & Institutional Services and/or Gregory Klar and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.