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Gregory Heller Of Investment Security Corporation And Formerly With HCR Wealth Advisors Has 2 Customer Complaints For Alleged Broker Misconduct

Who is Gregory Heller of Investment Security Corporation?

Gregory Heller (CRD #1460520) who is currently registered with Investment Security Corporation and located in Los Angeles, California is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Investment Security Corporation, Gregory Heller was associated with HCR Wealth Advisors and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Gregory Heller Customer Complaints

Gregory Heller has been the subject of 2 customer complaints that we know about to recover investment losses. One customer complaint went arbitration and resulted in the award in favor of the customer. The other customer complaint was settled by the Investment Security Corporation in favor of the investor.

Allegations Against Gregory Heller

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Breach of fiduciary duty, unsuitable securities recommendations and misrepresentations related to hedge funds and common stock investments.
  • Breach of fiduciary duty and negligent misrepresentation related to a hedge fund operated by Blue River Asset Management and investments in Lehman Brothers corporate notes.

Gregory Heller Red Flags & Your Rights As An Investor

Of course, Gregory Heller did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Gregory Heller at Investment Security Corporation and HCR Wealth Advisors on alert to review carefully the activity and performance of their accounts and question whether Gregory Heller has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Investment Security Corporation and HCR Wealth Advisors also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Investment Security Corporation Due To Gregory Heller

If you have questions about Investment Security Corporation, HCR Wealth Advisors, and/or Gregory Heller and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $160 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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