| Read Time: 2 minutes | Ameriprise Financial Services Complaints |

DID GREGORY ALAN AEST CAUSE YOU INVESTMENT LOSSES?

Gregory Aest Formerly With Ameriprise Financial Services, Inc. and Kalos Capital, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct

Who is Gregory Aest formerly with Ameriprise Financial Services, Inc. and Kalos Capital, Inc.?

Gregory Aest (CRD #6159161) who was formerly registered with Ameriprise Financial Services, Inc. and located in Gig Harbor, Washington is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Ameriprise Financial Services, Inc., Gregory Aest was associated with Kalos Capital, Inc. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Gregory Aest Customer Complaints

Gregory Aest has been the subject of 2 customer complaints that we know about to recover investment losses. Both customer complaints resettled during the arbitration proceeding in favor of the investors.

Allegations Against Glenn Pahnke

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Unsuitable investment recommendations related to GPB Automotive, Cottonwood Residential, and other REIT and private placement investments.
  • Failure to conduct proper due diligence and unsuitable recommendations related to direct investments.

Gregory Aest Red Flags & Your Rights As An Investor

Of course, Gregory Aest did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Gregory Aest at Ameriprise Financial Services, Inc. and Kalos Capital, Inc. on alert to review carefully the activity and performance of their accounts and question whether Gregory Aest has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ameriprise Financial Services, Inc. and Kalos Capital, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Ameriprise Financial Services, Inc. Due To Gregory Aest

If you have questions about Ameriprise Financial Services, Inc., Kalos Capital, Inc., and/or Gregory Aest and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Author Photo

Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $160 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

Rate this Post

1 Star2 Stars3 Stars4 Stars5 Stars
Loading...