DID GREGGORY JAMES KEELE CAUSE YOU INVESTMENT LOSSES?
Greggory Keele Of Ameriprise Financial Services Has 2 Customer Complaints For Alleged Broker Misconduct
Who is Greggory Keele of Ameriprise Financial Services?
Greggory Keele (CRD #2889511) who is currently registered with Ameriprise Financial Services and located in Indianapolis, Indiana is a subject of one of our many securities industry sales practice abuse investigations.
Greggory Keele Customer Complaints
Greggory Keele has been the subject of 2 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. One of Greggory Keele’s customers complaints was denied and, to date, the customer has not taken any further action. There is currently one pending customer complaint filed against Ameriprise Financial Services for investment losses caused by Greggory Keele’s alleged misconduct.
Allegations Against Greggory Keele
A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:
- Claimants alleged that Respondents allowed a former power of attorney to financially exploit the client by failing to hold accounts and allowing the client to direct a transfer of assets to the power of attorney’s accounts. Claimants alleged breach of fiduciary duty, negligence, negligent supervision, and aiding and abetting breach of fiduciary duty by Greggory Keele.
- The client alleged her purchase of the Inland Western REIT was misrepresented by Greggory Keele.
Greggory Keele Red Flags & Your Rights As An Investor
Of course, Greggory Keele did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Greggory Keele at Ameriprise Financial Services on alert to review carefully the activity and performance of their accounts and question whether Greggory Keele has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ameriprise Financial Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At Ameriprise Financial Services Due To Greggory Keele
If you have questions about Ameriprise Financial Services and/or Greggory Keele and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.