DID GLENN PHILIP LIVINGSTON CAUSE YOU INVESTMENT LOSSES?
Glenn Livingston Of LPL Financial And Formerly With Invest Financial Has A Customer Complaint For Alleged Broker Misconduct
Who is Glenn Livingston of LPL Financial?
Glenn Livingston (CRD #4600606) who is currently registered with LPL Financial and located in Westminster, Maryland is a subject of one of our many securities industry sales practice abuse investigations. Prior to LPL Financial, Glenn Livingston was associated with Invest Financial and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Glenn Livingston Customer Complaint
Glenn Livingston has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were customer alleged recommendation of an unsuitable Business Development Company investment. Glenn Livingston’s customer complaint was denied and, to date, the customer has not taken any further action.
Glenn Livingston Red Flags & Your Rights As An Investor
Of course, Glenn Livingston did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Glenn Livingston at LPL Financial and Invest Financial on alert to review carefully the activity and performance of their accounts and question whether Glenn Livingston has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial and Invest Financial also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At LPL Financial Due To Glenn Livingston
If you have questions about LPL Financial, Invest Financial, and/or Glenn Livingston and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.