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Gilbert Melgoza Of Unionbanc Investment Services Has 2 Customer Complaints For Alleged Broker Misconduct

Who is Gilbert Melgoza of Unionbanc Investment Services?

Gilbert Melgoza (CRD #2443147) who is currently registered with Unionbanc Investment Services and located in San Carlos, California is a subject of one of our many securities industry sales practice abuse investigations.

Gilbert Melgoza Customer Complaints

Gilbert Melgoza has been the subject of 2 customer complaints that we know about. Both of Gilbert Melgoza’s 2 customer complaints were settled in favor of investors.

Allegations Against Gilbert Melgoza

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Client alleged Gilbert Melgoza’s breach of fiduciary duty, negligent supervision, negligence, misrepresentation and violations of Corporations Code Section 25400 with regard to the purchase of Lehman Bros bonds and a John Hancock annuity.
  • Gilbert Melgoza allegedly failed to follow instructions for sales and purchases of securities.

Gilbert Melgoza Red Flags & Your Rights As An Investor

Of course, Gilbert Melgoza did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Gilbert Melgoza at Unionbanc Investment Services on alert to review carefully the activity and performance of their accounts and question whether Gilbert Melgoza has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Unionbanc Investment Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Unionbanc Investment Services Due To Gilbert Melgoza

If you have questions about Unionbanc Investment Services and/or Gilbert Melgoza and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $160 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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