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Giasamis Sideris Formerly With Arive Capital Markets Has A Customer Complaint For Alleged Broker Misconduct

Who is Giasamis Sideris Formerly With Arive Capital Markets?

Giasamis Sideris (CRD #2416713) who was formerly registered with Arive Capital Markets and located in Brooklyn New York, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Arive Capital Markets, Giasamis Sideris was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Giasamis Sideris Customer Complaint

Giasamis Sideris has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were an alleged failure to supervise. The financial advisor stated that he had nothing to do with the activity at issue, as either of the broker or the supervisor. Notwithstanding, Arive Capital Markets settle the dispute in favor of the investor.

Giasamis Sideris Red Flags & Your Rights As An Investor

Of course, Giasamis Sideris did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Giasamis Sideris at Arive Capital Markets on alert to review carefully the activity and performance of their accounts and question whether Giasamis Sideris has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Arive Capital Markets also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Arive Capital Markets Due To Giasamis Sideris

If you have questions about Arive Capital Markets and/or Giasamis Sideris and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $160 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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