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Gerald Randisi Of Commonwealth Financial Network Has 3 Customer Complaints For Alleged Broker Misconduct

Who is Gerald Randisi of Commonwealth Financial Network?

Gerald Randisi (CRD #1135181) who is currently registered with Commonwealth Financial Network and located in Rochester, New York is a subject of one of our many securities industry sales practice abuse investigations.

Gerald Randisi Customer Complaints

Gerald Randisi has been the subject of 3 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses.  The Gerald Randisi’s customers’ complaints were recently denied and, to date, the customers have not taken any further action.

Allegations Against Gerald Randisi

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Client alleges 529 account made by Gerald Randisi was unsuitable because it lost value during market downturn.
  • Client alleges Gerald Randisi misrepresented the merits of investment.
  • Customer alleges mismanagement of accounts by Gerald Randisi.

Gerald Randisi Red Flags & Your Rights As An Investor

Of course, Gerald Randisi did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Gerald Randisi at Commonwealth Financial Network on alert to review carefully the activity and performance of their accounts and question whether Gerald Randisi has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Commonwealth Financial Network also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Commonwealth Financial Network Due To Gerald Randisi

If you have questions about Commonwealth Financial Network and/or Gerald Randisi and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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