| Read Time: 2 minutes | News & Articles |


George Lincoln IV Formerly of CCO Investment Services Corp. Has 8 Customer Complaints For Alleged Broker Misconduct

Who is George Lincoln IV formerly with CCO Investment Services Corp.?

George Lincoln IV (CRD #2111517) who was formerly registered with CCO Investment Services Corp. and located in Rutland, Vermont, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to CCO Investment Services Corp., George Lincoln IV was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

George Lincoln IV Customer Complaints

George Lincoln IV has been the subject of 8 customer complaints that we know about to recover investment losses. Three of the customer complaints were settled in favor of the investor and the other 5 were denied by the brokerage firm and, today, no further action has been taken.

Allegations Against George Lincoln IV

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Unsuitable investment recommendations
  • Failure to act in customers best interests.

George Lincoln IV Red Flags & Your Rights As An Investor

Of course, George Lincoln IV did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of George Lincoln IV at CCO Investment Services Corp. on alert to review carefully the activity and performance of their accounts and question whether George Lincoln IV has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at CCO Investment Services Corp. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At CCO Investment Services Corp. Due To George Lincoln IV

If you have questions about CCO Investment Services Corp. and/or George Lincoln IV and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Author Photo

Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $160 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

Rate this Post

1 Star2 Stars3 Stars4 Stars5 Stars