DID GAYLE SHERTZER LOB CAUSE YOU INVESTMENT LOSSES?
Gayle Lob Formerly With LPL Financial LLC Has 3 Customer Complaints For Alleged Broker Misconduct
Who is Gayle Lob formerly with LPL Financial LLC?
Gayle Lob (CRD #1748139) who is formerly registered with LPL Financial LLC and located in Purchase, New York, is a subject of one of our many securities industry sales practice abuse investigations. Prior to LPL Financial LLC, Gayle Lob was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Gayle Lob Customer Complaints
Gayle Lob has been the subject of 3 customer complaints that we know about to recover investment losses. Two of the customer complaints were settled by LPL Financial and the other complaint was denied by American Express financial advisors and, to date, the customer has not taken any action.
Allegations Against Gayle Lob
A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:
- Failure to provide accurate disclosures regarding annuity death benefit.
- Unsuitable alternative investment recommendations.
- Overconcentration of single investment.
Gayle Lob Red Flags & Your Rights As An Investor
Of course, Gayle Lob did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Gayle Lob, formerly at LPL Financial LLC, on alert to review carefully the activity and performance of their accounts and question whether Gayle Lob has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Gayle Lob
If you have questions about LPL Financial LLC and/or Gayle Lob and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.