| Read Time: 2 minutes |

DID GARY THOMAS HUGHES CAUSE YOU INVESTMENT LOSSES?

Gary Hughes of Concorde Investment Services, LLC Has 3 Customer Complaints For Alleged Broker Misconduct

Who is Gary Hughes of Concorde Investment Services, LLC?

Gary Hughes (CRD #1700976) who is currently registered with Concorde Investment Services, LLC and Concorde Asset Management, and located in Hermosa Beach, California is a subject of one of our many securities industry sales practice abuse investigations.

Gary Hughes Customer Complaints

Gary Hughes has been the subject of 3 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. One of Gary Hughes’ 3 customer complaints was settled in favor of investors. Two of Gary Hughes’ customers’ complaints were denied and the customers did not take any further action.

Allegations Against Gary Hughes

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Client alleges that Gary Hughes’ replacement of variable annuity contract was unsuitable.
  • Complaint relates to the clients dissatisfaction with the product suspension of distributions of an investment allegedly made by Gary Hughes.
  • Complaint alleges lack of due diligence in $105,000 investment in Patriot Minerals allegedly committed by Gary Hughes.

Gary Hughes Red Flags & Your Rights As An Investor

Of course, Gary Hughes did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Gary Hughes at Concorde Asset Management and Concorde Investment Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Gary Hughes has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Concorde Asset Management and Concorde Investment Services, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Concorde Investment Services, LLC Due To Gary Hughes

If you have questions about Concorde Asset Management, Concorde Investment Services, LLC, and/or Gary Hughes and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Author Photo

Rate this Post

1 Star2 Stars3 Stars4 Stars5 Stars
Loading...