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Gary Goldberg of Centaurus Financial, Inc. Has One Customer Complaint For Alleged Broker Misconduct

Who is Gary Goldberg of Centaurus Financial, Inc.?

Gary Goldberg (CRD #2037748) who is currently registered with Centaurus Financial, Inc. and located in O’Fallon, Illinois is a subject of one of our many securities industry sales practice abuse investigations.

Gary Goldberg Customer Complaint

Gary Goldberg has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that the customers allege that Gary Goldberg recommended and concentrated the claimant’s account in unsuitable investments. The customer complaint filed against Gary Goldberg’s current employer Centaurus Financial, Inc. for investment losses caused by the alleged misconduct is pending as of the date of this report.

Gary Goldberg Red Flags & Your Rights As An Investor

Of course, Gary Goldberg did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Gary Goldberg at Centaurus Financial, Inc. on alert to review carefully the activity and performance of their accounts and question whether Gary Goldberg has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Centaurus Financial, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Centaurus Financial, Inc. Due To Gary Goldberg

If you have questions about Centaurus Financial, Inc., and/or Gary Goldberg and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce has been a trial attorney for more than 40 years and is the founding partner of The Law Offices of Robert Wayne Pearce. You can learn more about Robert and his accomplishments by clicking here.

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