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Francisco Valenzuela Formerly With Morgan Stanley Has 3 Customer Complaints For Alleged Broker Misconduct

Who is Francisco Valenzuela formerly with Morgan Stanley?

Francisco Valenzuela (CRD #2786970) who was formerly registered with Morgan Stanley and located in Tucson, Arizona, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Morgan Stanley, Francisco Valenzuela was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Francisco  Valenzuela has also had his share of regulatory problems. He was suspended twice by FINRA and eventually permanently barred from any further association with any FINRA member firm in the future.

Francisco Valenzuela Customer Complaints

Francisco Valenzuela has been the subject of three customer complaints that we know about. Two of Francisco Valenzuela’s customer complaints resulted in Awards in favor of investors. One of Francisco Valenzuela’s customer complaints were settled in favor of the investors.

Allegations Against Francisco Valenzuela

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • The financial advisor was identified in a arbitration claim that asserted elder abuse, misrepresentation, manipulation, fraud, conversion, negligence in resulted in an arbitration award in favor of the investor in the amount of $170,000.
  • A second arbitration award was entered against Francisco Valenzuela for excessive trading, unsuitable investment recommendations and misrepresentations the amount of $90,000.
  • The financial advisor was the subject of another customer complaint which settled for alleged misrepresentations in connection with the purchase of a mutual fund.

Francisco Valenzuela Red Flags & Your Rights As An Investor

Of course, Francisco Valenzuela did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Francisco Valenzuela at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Francisco Valenzuela has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Francisco Valenzuela

If you have questions about Morgan Stanley and/or Francisco Valenzuela and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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