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Fernando Pohina Of Royal Alliance Associates, Inc. And Formerly With Hornor, Townsend & Kent LLC Has 3 Customer Complaints For Alleged Broker Misconduct

Who is Fernando Pohina of Royal Alliance Associates, Inc.?

Fernando Pohina (CRD #5624328) who is currently registered with Royal Alliance Associates, Inc. and located in Bellevue, Washington, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Royal Alliance Associates, Inc., Fernando Pohina was associated with Hornor, Townsend & Kent LLC, and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Fernando Pohina Customer Complaints

Fernando Pohina has been the subject of 3 customer complaints that we know about year to recover investment losses.  Two of Fernando Pohina’s 3 customer complaints were settled in favor of investors. One of Fernando Pohina’s customer complaints were denied and, to date, the customer has not taken any further action. 

Allegations Against Fernando Pohina

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Failure to follow client’s instructions to hold funds in cash
  • Misrepresentation of 2 variable annuity contracts and failures to disclose surrender fees
  • Failure to disclose surrender fees of variable annuity contract

Fernando Pohina Red Flags & Your Rights As An Investor

Of course, Fernando Pohina did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Fernando Pohina at Royal Alliance Associates, Inc. and formerly with Hornor, Townsend & Kent LLC on alert to review carefully the activity and performance of their accounts and question whether Fernando Pohina has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Royal Alliance Associates, Inc. and Hornor, Townsend & Kent LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Royal Alliance Associates, Inc. Due To Fernando Pohina

If you have questions about Royal Alliance Associates, Inc. and Hornor, Townsend & Kent LLC and/or Fernando Pohina and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Author Photo

Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $160 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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