| Read Time: 2 minutes |


Ernest Martinez of SagePoint Financial Has A Customer Complaint for Alleged Broker Misconduct

Who is Ernest Martinez of SagePoint Financial?

Ernest Martinez (CRD #2433966) who is currently registered with SagePoint Financial and located in Beverly Hills, California is a subject of one of our many securities industry sales practice abuse investigations.

Ernest Martinez Customer Complaint

Ernest Martinez has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses.

The allegations made in the FINRA reported customer complaint for investment losses were customer alleges misrepresentation in the sale of nontraded REITs. Ernest Martinez’s customer complaint was denied and the customers did not take any further action.

Ernest Martinez Red Flags & Your Rights as An Investor

Of course, Ernest Martinez did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags that should put all current and former customers of Ernest Martinez at SagePoint Financial on alert to review carefully the activity and performance of their accounts and question whether Ernest Martinez has engaged in any stockbroker misconduct that may have caused them investment losses.

The large number of customer complaints at SagePoint Financial also raises questions about the brokerage firm supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim to Recover Your Investment Losses at SagePoint Financial Due to Ernest Martinez

If you have questions about SagePoint Financial, and/or Ernest Martinez and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Author Photo

Robert Wayne Pearce

Robert Wayne Pearce has been a trial attorney for more than 40 years and is the founding partner of The Law Offices of Robert Wayne Pearce. You can learn more about Robert and his accomplishments by clicking here.

Rate this Post

1 Star2 Stars3 Stars4 Stars5 Stars