DID ERIC UHL MCSWAIN CAUSE YOU INVESTMENT LOSSES?
Eric McSwain Of Fidelity Brokerage Services, Fidelity Personal And Workplace Advisors And Formerly With Strategic Advisers Has A Customer Complaint For Alleged Broker Misconduct
Who is Eric McSwain of Fidelity Brokerage Services?
Eric McSwain (CRD #5257287) who is currently registered with Fidelity Brokerage Services, Fidelity Personal And Workplace Advisors and located in Jacksonville, Florida is a subject of one of our many securities industry sales practice abuse investigations. Prior to Fidelity Brokerage Services and Fidelity Personal And Workplace Advisors, Eric McSwain was associated with Strategic Advisers and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Eric McSwain Customer Complaint
Eric McSwain has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were supervisor failed to supervise a registered representative, who the claimant alleged made an inappropriate recommendation to name a donor advised fund as the beneficiary of their accounts. The customer complaint filed against Eric McSwain’s current employer Fidelity Brokerage Services for investment losses caused by the alleged misconduct is pending as of the date of this report.
Eric McSwain Red Flags & Your Rights As An Investor
Of course, Eric McSwain did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Eric McSwain at Fidelity Brokerage Services, Fidelity Personal And Workplace Advisors, and Strategic Advisers on alert to review carefully the activity and performance of their accounts and question whether Eric McSwain has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Fidelity Brokerage Services, Fidelity Personal And Workplace Advisors, and Strategic Advisers also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At Fidelity Brokerage Services Due To Eric McSwain
If you have questions about Fidelity Brokerage Services, Fidelity Personal And Workplace Advisors, Strategic Advisers, and/or Eric McSwain and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.