| Read Time: 2 minutes |


Elizabeth Sloan Of MML Investors Services Has 3 Customer Complaints For Alleged Broker Misconduct

Who is Elizabeth Sloan of MML Investors Services?

Elizabeth Sloan (CRD #2119880) who is currently registered with MML Investors Services and located in Chattanooga, Tennessee is a subject of one of our many securities industry sales practice abuse investigations.

Elizabeth Sloan Customer Complaints

Elizabeth Sloan has been the subject of 3 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. All 3 of Elizabeth Sloan’s customers’ complaints were denied and, to date, the customers have not taken any further action.

Allegations Against Elizabeth Sloan

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • It is alleged that Elizabeth Sloan told the plaintiff that his variable life insurance policies should remain as written and the investments were a sound decision. This caused the plaintiff to continue funding the policies, resulting in financial losses.
  • The complainant alleged that the variable life insurance policies that he purchased through Elizabeth Sloan were unsuitable.
  • The complainant alleged that variable life insurance policies that were purchased by Elizabeth Sloan were unsuitable and misrepresented.

Elizabeth Sloan Red Flags & Your Rights As An Investor

Of course, Elizabeth Sloan did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Elizabeth Sloan at MML Investors Services on alert to review carefully the activity and performance of their accounts and question whether Elizabeth Sloan has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At MML Investors Services Due To Elizabeth Sloan

If you have questions about MML Investors Services and/or Elizabeth Sloan and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Author Photo

Rate this Post

1 Star2 Stars3 Stars4 Stars5 Stars