DID ELIZABETH B. CART CAUSE YOU INVESTMENT LOSSES?
Elizabeth Cart Formerly With AXA Advisors Has A Customer Complaint For Alleged Broker Misconduct
Who is Elizabeth Cart formerly with AXA Advisors?
Elizabeth Cart (CRD #6179586) who was formerly registered with AXA Advisors and located in Williamsville, New York is a subject of one of our many securities industry sales practice abuse investigations.
Elizabeth Cart Customer Complaint
Elizabeth Cart has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that Elizabeth Cart sold him an unsuitable variable annuity and variable life insurance policy. Elizabeth Cart’s customer complaint was denied and, to date, the customer has not taken any further action.
Elizabeth Cart Red Flags & Your Rights As An Investor
Of course, Elizabeth Cart did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Elizabeth Cart at AXA Advisors on alert to review carefully the activity and performance of their accounts and question whether Elizabeth Cart has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at AXA Advisors also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At AXA Advisors Due To Elizabeth Cart
If you have questions about AXA Advisors and/or Elizabeth Cart and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.