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Edward Lee Winokur Of Oppenheimer & Co. Inc. And Formerly with Ameriprise Financial Services, Inc. Has 2 Customer Complaints for Alleged Broker Misconduct In the Past Year

Who is Edward L. Winokur with Oppenheimer & Co. Inc.?

Edward Winokur (CRD #2979697) who is currently registered with Oppenheimer & Co. Inc. and located in Tampa, Florida is a subject of one of our many securities industry sales practice abuse investigations.  

Prior to Oppenheimer & Co. Inc., Edward Winokur was associated with Ameriprise Financial Services, Inc. and 4 other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Ameriprise Financial Services, Inc. Broker Misconduct

In his career, Edward Winokur has been the subject of 2 customer complaints that we know about, both of those complaints were filed in the last year to recover investment losses. One of Edward Winokur’scustomer complaints was recently denied and to date, the customer has not taken any further action There is currently one pending customer complaint filed against Edward Winokur’s current employer Oppenheimer & Co. Inc. for investment losses caused by his alleged misconduct.

Allegations Against Edward Winokur  

A sample of the allegations made in the FINRA reported arbitration claim settlements and pending complaints for investment losses are as follows:

  • The client alleged that his account was churned by Edward Winokur’s trading activity in mutual funds, municipal bonds, and unit investment trusts.
  • The claimant alleged that his financial advisor made excessive purchases of poorly performing stocks, bonds, and mutual funds.

Edward Winokur Red Flags & Your Rights as An Investor

Of course, Edward Winokur did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags that should put all current and former customers of Edward Winokurat Oppenheimer & Co. Inc. and Ameriprise Financial Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Edward Winokur has engaged in any stockbroker misconduct that may have caused them investment losses.

The large number of customer complaints at Ameriprise Financial Services, Inc. also raises questions about supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim to Recover Your Investment Losses At Oppenheimer & Co. Inc.  And Ameriprise Financial Services, Inc.

If you have questions about Oppenheimer & Co. Inc., Ameriprise Financial Services, Inc.and/or Edward Winokurand the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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