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Edward Muster Of Herbert J. Sims & Co., Inc. Has 4 Customer Complaints For Alleged Broker Misconduct

Who is Edward Muster of Herbert J. Sims & Co., Inc.?

Edward Muster (CRD #1012341) who is currently registered with Herbert J. Sims & Co., Inc. and located in Boca Raton, Florida is a subject of one of our many securities industry sales practice abuse investigations.

Edward Muster Customer Complaints

Edward Muster has been the subject of 4 customer complaints that we know about, 3 of those complaints were filed in the last year to recover investment losses. One of Edward Muster’s 4 customer complaints was settled in favor of the investor. Two of Edward Muster’s customer complaints were denied and, to date, the customers have not taken any further action.  There is currently 1 pending customer complaint filed against Edward Muster’s current employer Herbert J. Sims & Co., Inc. for investment losses caused by the alleged misconduct.

Allegations Against Edward Muster

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Failure to recommend sales of 3 corporate bonds that defaulted.
  • Representatives of an estate complained about private placements purchased in decedent’s accounts.
  • Unauthorized transaction in client’s account.
  • Misrepresentation and unauthorized trading related to a private placement.

Edward Muster Red Flags & Your Rights As An Investor

Of course, Edward Muster did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Edward Muster at Herbert J. Sims & Co., Inc. on alert to review carefully the activity and performance of their accounts and question whether Edward Muster has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Herbert J. Sims & Co., Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Herbert J. Sims & Co., Inc. Due To Edward Muster

If you have questions about Herbert J. Sims & Co., Inc. and/or Edward Muster and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Author Photo

Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $160 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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