DID EDWARD PAUL DEICKE CAUSE YOU INVESTMENT LOSSES?
Edward Deicke Of B. Riley Wealth Management And Formerly With National Securities Corporation Has 5 Customer Complaints For Alleged Broker Misconduct
Who is Edward Deicke of B. Riley Wealth Management?
Edward Deicke (CRD # 1944593) who is currently registered with B. Riley Wealth Management and located in Plainview, New York is a subject of one of our many securities industry sales practice abuse investigations. Prior to B. Riley Wealth Management, Edward Deicke was associated with National Securities Corporation and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Edward Muster Customer Complaints
Edward Muster has been the subject of 4 customer complaints that we know about, 3 of those complaints were filed in the last year to recover investment losses. One of Edward Muster’s 4 customer complaints was settled in favor of the investor. Two of Edward Muster’s customer complaints were denied and, to date, the customers have not taken any further action. There is currently 1 pending customer complaint filed against Edward Muster’s current employer Herbert J. Sims & Co., Inc. for investment losses caused by the alleged misconduct.
Allegations Against Edward Deicke
A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:
- Unsuitable investment recommendation of a real estate security.
- Misrepresentation, unsuitable recommendations, breach of fiduciary duty, and negligence related to a real estate security transaction.
- Unauthorized and unsuitable excessive trading of an account.
- Excessive trading of over-the-counter stocks.
- The purchase of Prudential mutual funds were unsuitable.
Edward Deicke Red Flags & Your Rights As An Investor
Of course, Edward Deicke did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Edward Deicke at B. Riley Wealth Management and National Securities Corporation on alert to review carefully the activity and performance of their accounts and question whether Edward Deicke has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at B. Riley Wealth Management and National Securities Corporation also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At B. Riley Wealth Management Due To Edward Deicke
If you have questions about B. Riley Wealth Management, National Securities Corporation, and/or Edward Deickeand the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
Rate this Post
Loading...