| Read Time: 2 minutes | CUSO Financial Services Complaints | Merrill Lynch Complaints |


Earl Southerland Formerly With CUSO Financial Services, LP And Merrill Lynch, Pierce, Fenner & Smith Incorporated Has 2 Customer Complaints For Alleged Broker Misconduct

Who is Earl Southerland formerly with CUSO Financial Services, LP?

Earl Southerland (CRD #2775142) who was formerly registered with CUSO Financial Services, LP and located in Las Vegas, Nevada is a subject of one of our many securities industry sales practice abuse investigations.  Prior to CUSO Financial Services, LP, Earl Southerland was associated with Merrill Lynch, Pierce, Fenner & Smith Incorporated and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Earl Southerland Customer Complaints

Earl Southerland has been the subject of 2 customer complaints that we know about, which were filed to recover investment losses. Both of Earl Southerland’s customer complaints were settled in favor of investors.

Allegations Against Earl Southerland

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pendig complaints for investment losses are as follows:

  • Unauthorized liquidation of client’s account and failure to receive sales proceeds.
  • Misrepresentation a variable annuity investment.

Earl Southerland Red Flags & Your Rights As An Investor

Of course, Earl Southerland did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Earl Southerland at CUSO Financial Services, LP and Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Earl Southerland has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at CUSO Financial Services, LP and Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At CUSO Financial Services, LP Due To Earl Southerland

If you have questions about CUSO Financial Services, LP, Merrill Lynch, Pierce, Fenner & Smith Incorporated, and/or Earl Southerland and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Author Photo

Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

Rate this Post

1 Star2 Stars3 Stars4 Stars5 Stars