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Douglas Everett of Ameriprise Financial Services and Formerly with Voya Financial Advisors Has 6 Customer Complaints for Alleged Broker Misconduct

Who is Douglas Everett of Ameriprise Financial Services?

Douglas Everett (CRD #1295057) who is currently registered with Ameriprise Financial Services and located in Portland, Oregon is a subject of one of our many securities industry sales practice abuse investigations.

Prior to Ameriprise Financial Services, Douglas Everett was associated with Voya Financial Advisors and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Douglas Everett Customer Complaints

Douglas Everett has been the subject of 6 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses.

Three of Douglas Everett’s 6 customer complaints were settled in favor of investors. Three of Douglas Everett’s customers’ complaints were denied and the customers did not take any further action.

Allegations Against Douglas Everett

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Clients alleged Douglas Everett was making risky transactions that were not done with their approval and not in line with their risk tolerance, along with his inability to monitor the market and not being available to make transactions.
  • The customer alleged Douglas Everett gave poor advice surrounding the purchase and sale of HFRO mutual fund.
  • The customer alleged Douglas Everett provided poor advice by recommending a high-risk investment.
  • The client alleged that Douglas Everett failed to promptly process the signed documentation establishing accounts at American Express and requesting the distribution of funds which caused financial damage.

Douglas Everett Red Flags & Your Rights as An Investor

Of course, Douglas Everett did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags that should put all current and former customers of Douglas Everett at Ameriprise Financial Services and Voya Financial Advisors on alert to review carefully the activity and performance of their accounts and question whether Douglas Everett has engaged in any stockbroker misconduct that may have caused them investment losses.

A large number of customer complaints at Ameriprise Financial Services and Voya Financial Advisors also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim to Recover Your Investment Losses at Ameriprise Financial Services Due to Douglas Everett

If you have questions about Ameriprise Financial Services, Voya Financial Advisors, and/or Douglas Everett and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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