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Demos Argyros of Oppenheimer & Co. Has 5 Customer Complaints for Alleged Broker Misconduct

Who is Demos Argyros of Oppenheimer Co.?

Demos Argyros (CRD #1325219) who is currently registered with Oppenheimer & Co. and located in St. Louis, Missouri is a subject of one of our many securities industry sales practice abuse investigations.

Demos Argyros Customer Complaints

Demos Argyros has been the subject of 5 customer complaints that we know about. Two of Demos Argyros’ 5 customer complaints resulted in arbitration awards in favor of the investors.

Two of Demos Argyros’ 5 customer complaints were settled in favor of investors. One of Demos Argyros’ customer complaints was denied and the customers did not take any further action.

Allegations Against Demos Argyros

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Demos Argyros’ alleged allegedly committed a breach of fiduciary duty, engaged in churning, made unsuitable investment recommendations, and committed conversion of funds. 
  • The claimant alleged Demos Argyros committed negligence, breach of fiduciary duty, breach of contract relating to unsuitable equities and warrants.
  • The claimants allege that Demos Argyros failed to diversify the portfolio and chose inappropriate investments.

Demos Argyros Red Flags & Your Rights as an Investor

Of course, Demos Argyros did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags that should put all current and former customers of Demos Argyros at Oppenheimer & Co. on alert to review carefully the activity and performance of their accounts and question whether Demos Argyros has engaged in any stockbroker misconduct that may have caused them investment losses.

The large number of customer complaints at Oppenheimer & Co. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim to Recover Your Investment Losses at Oppenheimer Co. Due to Demos Argyros

If you have questions about Oppenheimer & Co., and/or Demos Argyros and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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