DID DEEPAK KUMAR MALHOTRA CAUSE YOU INVESTMENT LOSSES?
Deepak Malhotra Formerly With Hornor, Townsend & Kent And MML Investors Services Has A Customer Complaint For Alleged Broker Misconduct
Who is Deepak Malhotra formerly with Hornor, Townsend & Kent?
Deepak Malhotra (CRD #5697204) who was formerly registered with Hornor, Townsend & Kent and located in Edison, New Jersey is a subject of one of our many securities industry sales practice abuse investigations. Prior to Hornor, Townsend & Kent, Deepak Malhotra was associated with MML Investors Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Deepak Malhotra Customer Complaint
Deepak Malhotra has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that without his full understanding of the life insurance policy that he purchased, Deepak Malhotra had the annual premium drafted from his bank account without his authorization. Deepak Malhotra’s customer complaint was settled in favor of the investors.
Deepak Malhotra Red Flags & Your Rights As An Investor
Of course, Deepak Malhotra did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Deepak Malhotra at Hornor, Townsend & Kent and MML Investors Services on alert to review carefully the activity and performance of their accounts and question whether Deepak Malhotra has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Hornor, Townsend & Kent and MML Investors Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At Hornor, Townsend & Kent Due To Deepak Malhotra
If you have questions about Hornor, Townsend & Kent, MML Investors Services, and/or Deepak Malhotra and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.