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DID DAX AARON SEALE CAUSE YOU INVESTMENT LOSSES?

Dax Seale Of Raymond James & Associates, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct

Who is Dax Seale of Raymond James & Associates, Inc.?

Dax Seale (CRD #5631159) who is currently registered with Raymond James & Associates, Inc. and located in Dallas, Texas is a subject of one of our many securities industry sales practice abuse investigations.

Dax Seale Customer Complaints

Dax Seale has been the subject of 2 customer complaints that we know about, 1 of those complaints was filed in the last year to recover investment losses. One of Dax Seale’s 2 customer complaints was denied and, to date, the customer has not taken any further action. There is currently 1 pending customer complaint filed against Dax Seale’s current employer Raymond James & Associates, Inc. for investment losses caused by the alleged misconduct.

Allegations Against Dax Seale

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Unsuitable investment strategy deployed in a managed account
  • Unsuitable investment strategy and reverse churning

Dax Seale Red Flags & Your Rights As An Investor

Of course, Dax Seale did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Dax Seale at Raymond James & Associates, Inc. on alert to review carefully the activity and performance of their accounts and question whether Dax Seale has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James & Associates, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Raymond James & Associates, Inc. Due To Dax Seale

If you have questions about Raymond James & Associates, Inc. and/or Dax Seale and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Author Photo

Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $160 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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