DID DAVID SCOTT LEX CAUSE YOU INVESTMENT LOSSES?
David Lex of BMO Harris Financial Advisors, Inc. Has One Customer Complaint For Alleged Broker Misconduct
Who is David Lex of BMO Harris Financial Advisors, Inc.?
David Lex (CRD #4386158) who is currently registered with BMO Harris Financial Advisors, Inc. and located in Mequon, Wisconsin is a subject of one of our many securities industry sales practice abuse investigations.
David Lex Customer Complaint
David Lex has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that the customer alleges unsuitability, failure to follow instructions, and misrepresentation in connection with a Unit Investment Trust. The customer complaint filed against David Lex’s current employer BMO Harris Financial Advisors, Inc. for investment losses caused by the alleged misconduct is pending as of the date of this report.
David Lex Red Flags & Your Rights As An Investor
Of course, David Lex did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of David Lex at BMO Harris Financial Advisors, Inc. on alert to review carefully the activity and performance of their accounts and question whether David Lex has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at BMO Harris Financial Advisors, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At BMO Harris Financial Advisors, Inc. Due To David Lex
If you have questions about BMO Harris Financial Advisors, Inc., and/or David Lex and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.