| Read Time: 2 minutes |

DID DAVID JOHN DEWAR CAUSE YOU INVESTMENT LOSSES?

David Dewar Formerly With Stifel, Nicolaus & Company, Inc. Has One Customer Complaint For Alleged Broker Misconduct

Who is David Dewar formerly with Stifel, Nicolaus & Company, Inc.?

David Dewar (CRD #66808) who was formerly registered with Stifel, Nicolaus & Company, Inc. and located in Lake Forest, Illinois is a subject of one of our many securities industry sales practice abuse investigations.

David Dewar Customer Complaint

David Dewar has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that the client alleges that registered representative was negligent and failed to advise client of material facts regarding a stock that declined in value. David Dewar’s customer complaint was denied and the customer did not take any further action.

David Dewar Red Flags & Your Rights As An Investor

Of course, David Dewar did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of David Dewar at Stifel, Nicolaus & Company, Inc. on alert to review carefully the activity and performance of their accounts and question whether David Dewar has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Stifel, Nicolaus & Company, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Stifel, Nicolaus & Company, Inc. Due To David Dewar

If you have questions about Stifel, Nicolaus & Company, Inc. and/or David Dewar and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Author Photo

Rate this Post

1 Star2 Stars3 Stars4 Stars5 Stars
Loading...