DID DAVID GARETH CHATTERTON CAUSE YOU INVESTMENT LOSSES?
David Chatterton Of T. Rowe Price Investment Services, T. Rowe Price Associates And Formerly With Thrivent Investment Management And MML Investors Services Has A Customer Complaint For Alleged Broker Misconduct
Who is David Chatterton of T. Rowe Price Investment Services?
David Chatterton (CRD #5535634) who is currently registered with T. Rowe Price Investment Services, T. Rowe Price Associates and located in Colorado Springs, Colorado is a subject of one of our many securities industry sales practice abuse investigations. Prior to T. Rowe Price Investment Services and T. Rowe Price Associates, David Chatterton was associated with Thrivent Investment Management, MML Investors Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
David Chatterton Customer Complaint
David Chatterton has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that David Chatterton was given liquidation instructions and should have liquidated the requested mutual fund positions. The customer complaint filed against David Chatterton’s current employer T. Rowe Price Investment Services for investment losses caused by the alleged misconduct is pending as of the date of this report.
David Chatterton Red Flags & Your Rights As An Investor
Of course, David Chatterton did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of David Chatterton at T. Rowe Price Investment Services, T. Rowe Price Associates, Thrivent Investment Management, and MML Investors Services on alert to review carefully the activity and performance of their accounts and question whether David Chatterton has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at T. Rowe Price Investment Services, T. Rowe Price Associates, Thrivent Investment Management, and MML Investors Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At T. Rowe Price Investment Services Due To David Chatterton
If you have questions about T. Rowe Price Investment Services, T. Rowe Price Associates, Thrivent Investment Management, MML Investors Services, and/or David Chatterton and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.