DID DAN LEROY AVERY CAUSE YOU INVESTMENT LOSSES?
Dan Avery Of Waddell & Reed Has A Customer Complaint For Alleged Broker Misconduct
Who is Dan Avery of Waddell & Reed?
Dan Avery (CRD #2967385) who is currently registered with Waddell & Reed and located in Ionia, Michigan is a subject of one of our many securities industry sales practice abuse investigations.
Dan Avery Customer Complaint
Dan Avery has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that, contrary to representations and assurances, the Dan Avery did not execute sell orders, resulting in loses to their accounts. Dan Avery’s customer complaint was settled in favor of the investors.
Dan Avery Red Flags & Your Rights As An Investor
Of course, Dan Avery did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Dan Avery at Waddell & Reed on alert to review carefully the activity and performance of their accounts and question whether Dan Avery has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Waddell & Reed also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At Waddell & Reed Due To Dan Avery
If you have questions about Waddell & Reed and/or Dan Avery and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.