DID DARREN BOBLEY CAUSE YOU INVESTMENT LOSSES?
Darren Bobley with Raymond James Financial Services, Inc. Has 3 Customer Complaints for Alleged Broker Misconduct
Who is Darren Bobley with Raymond James Financial Services, Inc.?
Darren Bobley (CRD #2206017) who is currently registered with Raymond James Financial Services, Inc. and located in The Woodlands, Texas is a subject of one of our many securities industry sales practice abuse investigations.
Prior to Raymond James Financial Services, Inc., Darren Bobley was associated with 10 other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Raymond James Financial Services, Inc. Broker Misconduct
In his career, Darren Bobley has been the subject of 3 customer complaints that we know about, one of those complaints were filed in the last 2 years to recover investment losses. One of Darren Bobley’s customer complaints was settled in favor of investors.
One of the recent customer complaints filed against Darren Bobley’s current employer Raymond James Financial Services, Inc. for investment losses caused by his alleged misconduct was recently denied by his employer and the customer has not yet filed in the arbitration claim.
Allegations Against Darren Bobley
A sample of the allegations made in the FINRA reported arbitration claim settlements and pending complaints for investment losses are as follows:
- The client alleged that Darren Bobley failed to follow his instructions in connection with certain options transactions.
- The customer alleged that mutual fund recommendations were not suitable for him based upon his stated investment objectives.
- The client made allegations about auction-rate securities transactions that were settled.
Darren Bobley Red Flags & Your Rights as An Investor
Of course, Darren Bobley did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags that should put all current and former customers of Darren Bobley at Raymond James Financial Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Darren Bobley has engaged in any stockbroker misconduct that may have caused them investment losses.
The number of customer complaints at Raymond James Financial Services, Inc. about Darren Bobleyalso raises questions about supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim to Recover Your Investment Losses at Raymond James Financial Services, Inc.
If you have questions about Raymond James Financial Services, Inc. and/or Darren Bobley and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.