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Danielle Demarce Stanton Of LPL Financial, LLC Has A Recent Customer Complaint for Alleged Broker Misconduct in The Past Year

Who is Danielle D. Stanton with LPL Financial, LLC?

Danielle Stanton (CRD #2416479) who is currently registered with LPL Financial, LLC and located in La Mesa, California is a subject of one of our many securities industry sales practice abuse investigations.  

Prior to LPL Financial, LLC, Danielle Stanton was associated with 2 other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

LPL Financial, LLC Broker Misconduct

Danielle Stanton has been the subject of a customer complaint that was filed in the last year to recover investment losses. The claimant allegedly inherited assets in brokerage accounts from his mother that was invested in multiple energy partnerships and master limited partnerships. 

The claimant alleged that Danielle Stanton made unsuitable “hold” investment recommendations after he inherited the securities from his mother. The customer complaint filed against Danielle Stanton’s current employer LPL Financial, LLC for investment losses caused by her alleged misconduct is still pending.

Danielle Stanton Red Flags & Your Rights as An Investor

Of course, Danielle Stanton did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags that should put all current and former customers of Danielle Stanton at LPL Financial, LLC on alert to review carefully the activity and performance of their accounts and question whether Danielle Stanton has engaged in any stockbroker misconduct that may have caused them investment losses.

The large number of customer complaints at LPL Financial, LLC also raises questions about its supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim to Recover Your Investment Losses at LPL Financial, LLC

If you have questions about LPL Financial, LLC and/or Danielle Stanton and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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