DID DANIEL DIAZ TORROBA CAUSE YOU INVESTMENT LOSSES?
Daniel Torroba Of UBS Financial Services And Formerly With Credit Suisse Securities (USA) Has A Customer Complaint For Alleged Broker Misconduct
Who is Daniel Torroba of UBS Financial Services?
Daniel Torroba (CRD #5070881) who is currently registered with UBS Financial Services and located in Miami, Florida is a subject of one of our many securities industry sales practice abuse investigations. Prior to UBS Financial Services, Daniel Torroba was associated with Credit Suisse Securities (USA) and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Daniel Torroba Customer Complaint
Daniel Torroba has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were she could not understand how her account was excessively invested in a single fund. The client further alleged her account was rebalanced when all she wanted to do was not lose any more money and avoid a margin call. Daniel Torroba’s customer complaint was denied and, to date, the customer has not taken any further action.
Daniel Torroba Red Flags & Your Rights As An Investor
Of course, Daniel Torroba did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Daniel Torroba at UBS Financial Services and Credit Suisse Securities (USA) on alert to review carefully the activity and performance of their accounts and question whether Daniel Torroba has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services and Credit Suisse Securities (USA) also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At UBS Financial Services Due To Daniel Torroba
If you have questions about UBS Financial Services, Credit Suisse Securities (USA), and/or Daniel Torroba and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.