| Read Time: 2 minutes | Wells Fargo Advisors Complaints |


Daniel Sebastian Formerly With Wells Fargo Clearing Services And J.P. Morgan Securities Has A Customer Complaint For Alleged Broker Misconduct

Who is Daniel Sebastian formerly with Wells Fargo Clearing Services?

Daniel Sebastian (CRD #4501705) who was formerly registered with Wells Fargo Clearing Services and located in Palmdale, California is a subject of one of our many securities industry sales practice abuse investigations. Prior to Wells Fargo Clearing Services, Daniel Sebastian was associated with J.P. Morgan Securities and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Daniel Sebastian Customer Complaint

Daniel Sebastian has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were client alleged that, instead of diversifying within the same family of mutual funds, the financial advisor, Daniel Sebastian made purchases in various fund companies which resulted in excess front-end load fees. Daniel Sebastian’s customer complaint was settled in favor of the investors.

Daniel Sebastian Red Flags & Your Rights As An Investor

Of course, Daniel Sebastian did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Daniel Sebastian at Wells Fargo Clearing Services and J.P. Morgan Securities on alert to review carefully the activity and performance of their accounts and question whether Daniel Sebastian has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services and J.P. Morgan Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services Due To Daniel Sebastian

If you have questions about Wells Fargo Clearing Services, J.P. Morgan Securities, and/or Daniel Sebastian and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Author Photo

Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

Rate this Post

1 Star2 Stars3 Stars4 Stars5 Stars