| Read Time: 2 minutes | Morgan Stanley Complaints |


Daniel Pye Formerly With Morgan Stanley Has 5 Customer Complaints For Alleged Broker Misconduct

Who is Daniel Pye formerly with Morgan Stanley?

Daniel Pye

Daniel Pye (CRD #1708514) who was formerly registered with Morgan Stanley and located in Ft. Lauderdale, Florida is a subject of one of our many securities industry sales practice abuse investigations.

Investment Losses? Let’s talk.

or, give us a ring at (800) 732-2889.

Daniel Pye Customer Complaints

Daniel Pye has been the subject of5 customer complaints that we know about, and one of those complaints was filed in the last year to recover investment losses. One of Daniel Pye’s customer complaints resulted in an arbitration award in favor of the investor. Two of Daniel Pye’s 5 customer complaints were settled in favor of investors. Two of Daniel Pye’s customers’ complaints were denied and, to date, the customers have not taken any further action.

Allegations Against Daniel Pye

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Breach of fiduciary duty; negligence by Daniel Pye.
  • Claimant alleged, inter alia, Daniel Pye’s unsuitability with respect to investments in accounts.
  • Client alleged Daniel Pye’s breach of fiduciary duty.
  • Client alleged that Daniel Pye purchased a corporate bond in his account without his authorization. 2020 damages unspecified.
  • It is claimed that Daniel Pye allegedly made unauthorized and unsuitable trades.

Daniel Pye Red Flags & Your Rights As An Investor

Of course, Daniel Pye did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Daniel Pye at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Daniel Pye has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

Investment Losses? We Can Help

Discuss your legal options with an attorney at The Law Offices of Robert Wayne Pearce, P.A.

Get A Free Consultation

or, give us a ring at (800) 732-2889.

Robert Pearce

File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Daniel Pye

If you have questions about Morgan Stanley and/or Daniel Pye and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Author Photo

Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

Rate this Post

1 Star2 Stars3 Stars4 Stars5 Stars