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Daniel Cunningham Formerly with MML Investors Services and MSI Financial Services Has A Customer Complaint for Alleged Broker Misconduct

Who is Daniel Cunningham formerly with MML Investors Services?

Daniel Cunningham (CRD #1296388) who was formerly registered with MML Investors Services and located in Oklahoma City, Oklahoma is a subject of one of our many securities industry sales practice abuse investigations.

Prior to MML Investors Services, Daniel Cunningham was associated with MSI Financial Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Daniel Cunningham Customer Complaint

Daniel Cunningham has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the complainant alleges that he did not understand the penalties involved if he was not able to fully fund his plan in any given year.

The complainant also believes the investments used to fund the plan, appear to only be in the best interest of the firm, and representatives since other products could have been utilized to accomplish his goal, with less cost to him. Daniel Cunningham’s customer complaint was denied and the customers did not take any further action.

Daniel Cunningham Red Flags & Your Rights as an Investor

Of course, Daniel Cunningham did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags that should put all current and former customers of Daniel Cunningham at MML Investors Services and MSI Financial Services on alert to review carefully the activity and performance of their accounts and question whether Daniel Cunningham has engaged in any stockbroker misconduct that may have caused them investment losses.

A large number of customer complaints at MML Investors Services and MSI Financial Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim to Recover Your Investment Losses at MML Investors Services Due to Daniel Cunningham

If you have questions about MML Investors Services, MSI Financial Services, and/or Daniel Cunningham and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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