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Daniel Keith Beech with Western International Securities, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct In the Past 2 Years

Who is Daniel K. Beech with Western International Securities, Inc.?

Daniel Beech (CRD #6169844) who is currently registered with Western International Securities, Inc. and located in Westlake Village, California is a subject of one of our many securities industry sales practice abuse investigations. Prior to Western International Securities, Inc., Daniel Beech was associated with Independent Financial Group, LLC and Royal Alliance Associates, Inc., two other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Western International Securities, Inc. Broker Misconduct

In his career, Daniel Beech has been the subject of 2 customer complaints that we know about, 1 of those complaints were filed in the last year to recover investment losses. Both of Daniel Beech’s customer complaints were settled in favor of investors.

Allegations Against Daniel Beech

A sample of the allegations made in the FINRA reported arbitration claim settlements and pending complaints for investment losses are as follows:

  • Claimant alleged that the financial advisor made an unsuitable recommendation to the client invest in a REIT.
  • Claimant alleged that the financial advisor made investment recommendations that were inconsistent with his stated investment objectives to invest in REITs and Business Development Companies.

Daniel Beech Red Flags & Your Rights As An Investor

Of course, Daniel Beech did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Daniel Beech at Western International Securities, Inc., Independent Financial Group, LLC and Royal Alliance Associates, Inc. on alert to review carefully the activity and performance of their accounts and question whether Daniel Beech has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Western International Securities, Inc. about Daniel Beech also raises questions about its supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Western International Securities, Inc.

If you have questions about Western International Securities, Inc., Independent Financial Group, LLC, Royal Alliance Associates, Inc. and/or Daniel Beech and the management or performance of your accounts please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $160 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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