| Read Time: 2 minutes | LPL Financial Complaints |

As a client, you place your money in the hands of a broker that you can rely on. This is why it’s critical to understand everything there is to know about the person managing your assets. This data may help you decide whether or not to work with a specific trader.

If you think that Cynthia Giovacchino has hurt you financially, our team may be able to help you fix the issue.


Cynthia Giovacchino Of LPL Financial LLC Has 5 Customer Complaints For Alleged Broker Misconduct

Who is Cynthia Giovacchino of LPL Financial LLC?

Cynthia Giovacchino (CRD #3274194) who is currently registered with LPL Financial LLC and located in Ansonia, Connecticut is a subject of one of our many securities industry sales practice abuse investigations.  

Cynthia Giovacchino Customer Complaints

Cynthia Giovacchino has been the subject of 5 customer complaints that we know about, 4of those complaints were filed in the last year to recover investment losses. Three of Cynthia Giovacchino’s 5 customer complaints were settled in favor of investors. One of Cynthia Giovacchino’s customer complaints was denied and, to date, the customer has not taken any further action. There is currently 1 pending customer complaint filed against Cynthia Giovacchino’s current employer LPL Financial LLC for investment losses caused by the alleged misconduct.

Allegations Against Cynthia Giovacchino

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Unsuitable investment recommendations in high commission, in illiquid alternative investments.
  • Two separately filed claims allege unsuitable recommendation of REIT investments and failure to disclose the risks of investing in REITs, and inaccurate information placed on account application.

Cynthia Giovacchino Red Flags & Your Rights As An Investor

Of course, Cynthia Giovacchino did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Cynthia Giovacchino at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Cynthia Giovacchino has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Cynthia Giovacchino

If you have questions about LPL Financial LLC and/or Cynthia Giovacchino and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $160 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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