| Read Time: 2 minutes | LPL Financial Complaints |

It’s critical that you know everything about the broker who will be handling your money. This information can help you determine whether or not to work with a particular broker.

If you believe Curtis Howard has caused you financial harm, we may be able to assist you with any concerns or difficulties you have.


Curtis Howard Of LPL Financial LLC Has A Customer Complaint For Alleged Broker Misconduct

Who is Curtis Howard of LPL Financial LLC?

Curtis Howard (CRD #1901041) who is currently registered with LPL Financial LLC and located in Yuba City, California is a subject of one of our many securities industry sales practice abuse investigations.  

Curtis Howard Customer Complaint

Curtis Howard has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the failure to follow a customer’s instructions with respect to exchange traded fund investments. Curtis Howard’s customer complaint was settled in favor of the investor.

Curtis Howard Red Flags & Your Rights As An Investor

Of course, Curtis Howard did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Curtis Howard at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Curtis Howard has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Curtis Howard

If you have questions about LPL Financial LLC and/or Curtis Howard and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $160 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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