| Read Time: 2 minutes | Ameriprise Financial Services Complaints |

DID CRAIG ANTHONY GUINTA CAUSE YOU INVESTMENT LOSSES?

Craig Guinta Of Ameriprise Financial Services And Formerly With Waddell & Reed Has A Customer Complaint For Alleged Broker Misconduct

Who is Craig Guinta of Ameriprise Financial Services?

Craig Guinta (CRD #4303202) who is currently registered with Ameriprise Financial Services and located in Bedford, New Hampshire is a subject of one of our many securities industry sales practice abuse investigations. Prior to Ameriprise Financial Services, Craig Guinta was associated with Waddell & Reed and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Craig Guinta Customer Complaint

Craig Guinta has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were breach of fiduciary duty, misrepresentation and unsuitable investment recommendations by Craig Guinta.  The customer complaint was settled in favor of the investors.

Craig Guinta Red Flags & Your Rights As An Investor

Of course, Craig Guinta did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Craig Guinta at Ameriprise Financial Services and Waddell & Reed on alert to review carefully the activity and performance of their accounts and question whether Craig Guinta has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ameriprise Financial Services and Waddell & Reed also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Ameriprise Financial Services Due To Craig Guinta

If you have questions about Ameriprise Financial Services, Waddell & Reed, and/or Craig Guinta and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Author Photo

Robert Wayne Pearce

Robert Wayne Pearce has been a trial attorney for more than 40 years and is the founding partner of The Law Offices of Robert Wayne Pearce. You can learn more about Robert and his accomplishments by clicking here.

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