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Clifford Bryan Of Benjamin F. Edwards & Company And Formerly With Wells Fargo Clearing Services Has 2 Customer Complaints For Alleged Broker Misconduct

Who is Clifford Bryan of Benjamin F. Edwards & Company?

Clifford Bryan (CRD #2500293) who is currently registered with Benjamin F. Edwards & Company and located in Chesterton, Indiana is a subject of one of our many securities industry sales practice abuse investigations. Prior to Benjamin F. Edwards & Company, Clifford Bryan was associated with Wells Fargo Clearing Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Clifford Bryan Customer Complaints

Clifford Bryan has been the subject of 2 customer complaints that we know about.  Both of Clifford Bryan’s 2 customer complaints were settled in favor of investors.

Allegations Against Clifford Bryan

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Claimant alleged that Clifford Bryan failed to supervise.
  • Customer claimed Clifford Bryan allegedly sold 8 bonds without the customer’s approval, resulting in losses in the customer’s account.

Clifford Bryan Red Flags & Your Rights As An Investor

Of course, Clifford Bryan did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Clifford Bryan at Benjamin F. Edwards & Company and Wells Fargo Clearing Services on alert to review carefully the activity and performance of their accounts and question whether Clifford Bryan has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Benjamin F. Edwards & Company and Wells Fargo Clearing Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Benjamin F. Edwards & Company Due To Clifford Bryan

If you have questions about Benjamin F. Edwards & Company, Wells Fargo Clearing Services, and/or Clifford Bryan and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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