It’s critical for everyone to understand as much as possible about the people with whom they entrust their money. There are a variety of resources where you can learn more about a person’s background, including past employment history, regulatory disciplinary actions, and consumer complaints.
If you have questions regarding Clement Chichester or investment losses you’ve suffered, this important information might be of interest to you. We’ll do everything we can to respond to your inquiries.
DID CLEMENT LANCELOT CHICHESTER CAUSE YOU INVESTMENT LOSSES?
Clement Chichester Formerly With Western International Securities, Inc. Has 3 Customer Complaints For Alleged Broker Misconduct
Who is Clement Chichester formerly with Western International Securities, Inc.?
Clement Chichester (CRD #1255275) who was formerly registered with Western International Securities, Inc. and located in Westlake Village, California is a subject of one of our many securities industry sales practice abuse investigations.
Clement Chichester Customer Complaints
Clement Chichester has been the subject of 3 customer complaints that we know about, 1 of those complaints was filed in the last year to recover investment losses. Two of Clement Chichester’s 3 customer complaints were settled in favor of investors. One of Clement Chichester’s customer complaints was denied and, to date, the customer has not taken any further action.
Allegations Against Clement Chichester
A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:
- Unsuitable investment recommendations of private placements and nontraded REITs.
- Breach of fiduciary duty, unsuitable investment recommendations and strategies combined with material misrepresentations and omissions related to direct investments.
- Failure to explain variable annuity transaction.
Clement Chichester Red Flags & Your Rights As An Investor
Of course, Clement Chichester did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Clement Chichester at Western International Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Clement Chichester has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Western International Securities, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At Western International Securities, Inc. Due To Clement Chichester
If you have questions about Western International Securities, Inc. and/or Clement Chichester and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.