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Christopher Douglas Risher Formerly with First Allied Securities, Inc. Has Had Customer Complaints for Alleged Broker Misconduct in the Past 2 Years

Who is Christopher D. Risher formerly with First Allied Securities, Inc.?

Christopher Risher (CRD #4325125) who was formerly registered with First Allied Securities, Inc. and located in Louisville, Kentucky is a subject of one of our many securities industry sales practice abuse investigations.  

Prior to First Allied Securities, Inc., Christopher Risher was associated with 5 other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

First Allied Securities, Inc. Broker Misconduct

Christopher Risher has been recently identified as the subject of a customer filed against First Allied Securities, Inc. in the last year to recover investment losses.

The allegations by the claimant are that Christopher Risher made unsuitable investment recommendations to invest in REITs that were in breach of his fiduciary duty and contract with the client.  Christopher Risher’s customer complaint was settled by First Allied Securities, Inc. in favor of the investor.

Christopher Risher Red Flags & Your Rights as An Investor

Of course, Christopher Risher did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags that should put all current and former customers of Christopher Risher at First Allied Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Christopher Risher has engaged in any stockbroker misconduct that may have caused them investment losses.

There have been a large number of customer complaints at First Allied Securities, Inc. which also raises questions about its supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim to Recover Your Investment Losses at First Allied Securities, Inc.  

If you have questions about First Allied Securities, Inc. and/or Christopher Risher and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $160 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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