It is critical for everyone to understand as much as possible about the people with whom they entrust their money. There are several resources where you may learn more about a person’s background, including past employment history, regulatory enforcement actions, and consumer complaints.
Important information such as this may lead to concerns regarding Christopher Ortiz and investment losses you may have incurred. We’ll do our best to answer any questions you have.
DID CHRISTOPHER MICHAEL ORTIZ CAUSE YOU INVESTMENT LOSSES?
Christopher Ortiz Of National Securities Corporation Has A Customer Complaint For Alleged Broker Misconduct
Who is Christopher Ortiz of National Securities Corporation?
Christopher Ortiz (CRD #2858626) who is currently registered with National Securities Corporation and located in Melville, New York is a subject of one of our many securities industry sales practice abuse investigations.
Christopher Ortiz Customer Complaint
Christopher Ortiz has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that Christopher Ortiz made an unsuitable recommendation of a private placement investment. The customer complaint filed against Christopher Ortiz’s current employer National Securities Corporation for investment losses caused by the alleged misconduct is pending as of the date of this report.
Christopher Meadows Red Flags & Your Rights As An Investor
Of course, Christopher Ortiz did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Christopher Ortiz at National Securities Corporation on alert to review carefully the activity and performance of their accounts and question whether Christopher Ortiz has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at National Securities Corporation also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At National Securities Corporation Due To Christopher Ortiz
If you have questions about National Securities Corporation and/or Christopher Ortiz and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.