It’s critical for everyone to understand as much as they can about the people with whom they entrust their money. There are several places where you may learn more about a person’s background, including past employment history, regulatory disciplinary actions, and consumer complaints.
This crucial information may lead to queries regarding Christopher Novielli and the financial losses you incurred. We will try our best to answer any questions you have about him.
DID CHRISTOPHER VITO NOVIELLI CAUSE YOU INVESTMENT LOSSES?
Christopher Novielli Of Morgan Stanley And Formerly With David Lerner Associates, Inc. Has A Customer Complaint For Alleged Broker Misconduct
Who is Christopher Novielli of Morgan Stanley?
Christopher Novielli (CRD #6386078) who is currently registered with Morgan Stanley and located in Purchase, New York is a subject of one of our many securities industry sales practice abuse investigations. Prior to Morgan Stanley, Christopher Novielli was associated with David Lerner Associates, Inc. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Christopher Novielli Customer Complaint
Christopher Novielli has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that Christopher Novielli made unsuitable investment recommendations of mutual funds and REITs. The customer complaint filed against Christopher Novielli’s former employer David Lerner Associates, Inc. for investment losses caused by the alleged misconduct is pending as of the date of this report.
Christopher Novielli Red Flags & Your Rights As An Investor
Of course, Christopher Novielli did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Christopher Novielli at Morgan Stanley and David Lerner Associates, Inc. on alert to review carefully the activity and performance of their accounts and question whether Christopher Novielli has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley and David Lerner Associates, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Christopher Novielli
If you have questions about Morgan Stanley, David Lerner Associates, Inc., and/or Christopher Novielli and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.